Investors

SEC Filings

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NASDAQAGEN
FormDescriptionDateFormat
PRE 14AA preliminary proxy statement providing notification matters to be brought to a voteApr 12, 2019View HTMLDownload DOCDownload PDFDownload XLS
CT ORDERConfidential treatment orderApr 11, 2019View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesApr 3, 2019View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesApr 3, 2019View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesApr 3, 2019View HTMLDownload DOCDownload PDF
CT ORDERConfidential treatment orderMar 28, 2019View HTMLDownload DOCDownload PDF
10-KAnnual report which provides a comprehensive overview of the company for the past yearMar 18, 2019View HTMLDownload DOCDownload PDFDownload XLSView XBRLDownload XBRL
8-KReport of unscheduled material events or corporate eventMar 14, 2019View HTMLDownload DOCDownload PDFDownload XLS
8-KReport of unscheduled material events or corporate eventFeb 21, 2019View HTMLDownload DOCDownload PDFDownload XLS
SC 13G/AAmendment to a previously filed SC 13GFeb 14, 2019View HTMLDownload DOCDownload PDFDownload XLS
SC 13G/AAmendment to a previously filed SC 13GFeb 14, 2019View HTMLDownload DOCDownload PDFDownload XLS
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 8, 2019View HTMLDownload DOCDownload PDF
DOfficial notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the ActFeb 1, 2019View HTMLDownload DOCDownload PDF
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsJan 29, 2019View HTMLDownload DOCDownload PDFDownload XLS
8-KReport of unscheduled material events or corporate eventJan 24, 2019View HTMLDownload DOCDownload PDFDownload XLS
4Statement of changes in beneficial ownership of securitiesJan 3, 2019View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesJan 3, 2019View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesJan 3, 2019View HTMLDownload DOCDownload PDF
RWWithdrawal of registration statement filed under the Securities ActDec 21, 2018View HTMLDownload DOCDownload PDFDownload XLS
8-KReport of unscheduled material events or corporate eventDec 20, 2018View HTMLDownload DOCDownload PDFDownload XLS
424B5Form of prospectus disclosing information facts events covered in both forms 424B2 424B3Dec 19, 2018View HTMLDownload DOCDownload PDFDownload XLS
EFFECTNotice from the SEC of registration effectivenessDec 10, 2018View HTMLDownload DOCDownload PDF
CT ORDERConfidential treatment orderDec 4, 2018View HTMLDownload DOCDownload PDF
3Initial filing by director officer or owner of more than ten percent.Nov 14, 2018View HTMLDownload DOCDownload PDF
4Statement of changes in beneficial ownership of securitiesNov 14, 2018View HTMLDownload DOCDownload PDF
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