SEC Filings

NASDAQAGEN
FormDescriptionDateFormat
RWWithdrawal of registration statement filed under the Securities ActDec 21, 2018View HTMLDownload DOCDownload PDFDownload XLS
EFFECTNotice from the SEC of registration effectivenessDec 10, 2018View HTMLDownload DOCDownload PDF
CT ORDERConfidential treatment orderDec 4, 2018View HTMLDownload DOCDownload PDF
DOfficial notice of an offering of securities that is made without registration under the Securities Act in reliance on an exemption provided by Regulation D and Section 4(6) under the ActOct 25, 2018View HTMLDownload DOCDownload PDF
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsMar 5, 2018View HTMLDownload DOCDownload PDFDownload XLS
SC 13G/AAmendment to a previously filed SC 13GFeb 14, 2018View HTMLDownload DOCDownload PDFDownload XLS
SC 13GSchedule filed to report acquisition of beneficial ownership of 5% or more of a class of equity securities by passive investors and certain institutionsFeb 12, 2018View HTMLDownload DOCDownload PDFDownload XLS
SC 13G/AAmendment to a previously filed SC 13GJan 29, 2018View HTMLDownload DOCDownload PDF
EFFECTNotice from the SEC of registration effectivenessJan 19, 2018View HTMLDownload DOCDownload PDF

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